Michael R Pollard

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2021 → 12/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 11/2013 → 05/2021
  Aon
  Chicago, IL
• 07/2021 → 12/2023
  Bank Of America, N.A.
  Chicago, IL
• 01/2024 → Present
  Morgan Stanley
  Chicago, IL

Previous Registrations

• 2021-08-18 → 2024-01-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  New York, NY
• 2012-12-17 → 2013-10-31
  Calamos Advisors Llc
  Naperville, IL
• 2010-02-24 → 2012-12-12
  Calamos Wealth Management Llc
  Naperville, IL
• 2009-08-14 → 2010-02-22
  Waddell & Reed
  Elgin, IL

Exams

• S66 Uniform Combined State Law Examination
  2021-08-17

Other Names

• Michael R Pollard
• Michael Pollard
• Michael Richard Pollard
• Mike Pollard