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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-18
  • NC RA
    APPROVED
    Since 2023-09-18

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States

Davidson, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 05/2007 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 08/2023 Present
Previous Registrations
Other Businesses

(1) Name: 402 E 18th St. rental property Position: spousal joint ownership Nature: rental property Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 02/24/2017 Address: 402 E. 18th Street, Kannapolis NC 28083, United States Description: rental property (2) Name: Notary Position: notary public Nature: notary service Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 03/07/2019 Address: Home address, Davidson NC 28036, United States Description: notary service (3) Name: Matter of Time, LLC in NC Position: ownership of rental properties Nature: LLC is for the collection of personal rental properties. Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 01/09/2018 Address: 428 S. Main St., #B113, Davidson NC 28036, United States Description: personal rental properties (4) 43 BRIAR RD RENTAL PROPERTY POSITION: owner NATURE: This is a personal rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2026 ADDRESS: 43 Briar Rd, Newland NC 28657, United States DESCRIPTION: joint landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-17
  • S66 Uniform Combined State Law Examination
    2013-08-17
Other Names
  • Pon Siharaj
  • Syamphone Jane Siharaj
  • Syamphone Siharaj
  • Janie Siharaj
  • Pon Graham

View on SEC IAPD

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