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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-09-18 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262 • United States
Davidson, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Charlotte | NC | 05/2007 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 08/2023 | Present |
(1) Name: 402 E 18th St. rental property Position: spousal joint ownership Nature: rental property Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 02/24/2017 Address: 402 E. 18th Street, Kannapolis NC 28083, United States Description: rental property (2) Name: Notary Position: notary public Nature: notary service Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 03/07/2019 Address: Home address, Davidson NC 28036, United States Description: notary service (3) Name: Matter of Time, LLC in NC Position: ownership of rental properties Nature: LLC is for the collection of personal rental properties. Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 01/09/2018 Address: 428 S. Main St., #B113, Davidson NC 28036, United States Description: personal rental properties (4) 43 BRIAR RD RENTAL PROPERTY POSITION: owner NATURE: This is a personal rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/17/2026 ADDRESS: 43 Briar Rd, Newland NC 28657, United States DESCRIPTION: joint landlord
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-17 |
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