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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-15 |
| PA | RA | APPROVED | 2011-01-21 |
Branch Locations
100 Sterling Parkway Suite 307, Mechanicsburg, PA 17050 • United States
York Springs, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Mechanicsburg | PA | 11/2009 | Present |
| Mass Mutual Life Insurance Company | Mechanicsburg | PA | 04/2009 | Present |
| Wienken Advisors, Ltd. | Mechanicsburg | PA | 03/2015 | Present |
1)Name: The Conodoguinet Club, LLC, Inv Rel:Y Addr: 100 Sterling Place, G17, Mechanicsburg PA 17050, Nature: Golf Simulator Location, Position: Member, Start: 7/15/2022, No Hr/Mo: 1 No Hr/Mo Dur Trading: 1 Duties:Investor. 2) Name: Board member at Harrisburg Area YMCA, Inv Rel: N Addr: 2135 N 6th St, Harrisburg PA 17110, Nature:Volunteer Board Service, Position: Member of Board, Start: 1/1/2023, No Hr/Mo: 5 No Hr/Mo Dur Trading:1, Duties:Volunteer Board Service-Various committee topics. 3)Name: Drew Yerger-Simple Rental, Inv Rel Y Addr: Residential address Nature: Rental Income, Position: Owner, Start: 6/20/2023, No Hr/Mo:2 No Hr/Mo dur trading:0 Duties: Maintain.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-21 |
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