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Julie Joyce Riemer

LPl Financial LLC

Osceola, WI

CRD 5534310

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-08-22
TX RA APPROVED_RES 2016-04-22
MN RA APPROVED 2014-08-13
  • WI RA
    APPROVED
    Since 2024-08-22
  • TX RA
    APPROVED_RES
    Since 2016-04-22
  • MN RA
    APPROVED
    Since 2014-08-13

Branch Locations

Osceola, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Stillwater MN 07/2014 Present
Previous Registrations
  • 2009-06-05 → 2014-08-04
    Waddell & Reed
    St Paul, MN
  • 2008-08-11 → 2009-04-23
    Edward Jones
    St Louis, MO
    St Paul, MN
    Osceola, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-26
  • S66 Uniform Combined State Law Examination
    2008-07-26
Other Names
  • Julie Joyce Riemer
  • Julie Genung
  • Julie Riemer

View on SEC IAPD

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