Christian David Montero

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2023-09-14
TX	RA	APPROVED	2023-09-12
NC	RA	APPROVED	2023-09-05
SC	RA	APPROVED	2023-09-05

Branch Locations

3 Edison Drive, Alpharetta, GA 30005 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Td Ameritrade	Short Hills	NJ	03/2016	10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Charlotte	NC	10/2019	04/2022
Bank Of America, N.A.	Charlotte	NC	10/2019	04/2022
E*Trade Securities Llc	Alpharetta	GA	04/2022	09/2023
E*Trade Capital Management Llc	Alpharetta	GA	04/2022	09/2023
Morgan Stanley Smith Barney Llc	Indian Land	SC	09/2023	Present

03/2016 → 10/2019

Td Ameritrade

Short Hills, NJ
10/2019 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
10/2019 → 04/2022

Bank Of America, N.A.

Charlotte, NC
04/2022 → 09/2023

E*Trade Securities Llc

Alpharetta, GA
04/2022 → 09/2023

E*Trade Capital Management Llc

Alpharetta, GA
09/2023 → Present

Morgan Stanley Smith Barney Llc

Indian Land, SC

2022-04-22 → 2023-09-05

Harrisdirect Llc

Indian Land, SC

Arlington, VA

Charlotte, NC
2019-10-07 → 2022-04-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Charlotte, NC
2016-04-07 → 2019-10-08

Td Ameritrade, Inc.

Short Hills, NJ

Charlotte, NC
2016-04-07 → 2019-10-08

Td Ameritrade Investment Management, Llc

Short Hills, NJ

Charlotte, NC
2014-05-29 → 2016-03-28

Ubs Financial Services Inc.

Weehawken, NJ
2013-01-24 → 2014-05-27

Pnc Wealth Management Llc

Bedminster, NJ

Little Falls, NJ

Millburn, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-01-23
S63	Uniform Securities Agent State Law Examination	2008-07-08