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Sean Patrick Smith

Chartered Advisory Group

Chadds Ford, PA

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Current Employers
Chartered Advisory Group

130 Commons Court, Chadds Ford, PA 19317 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2011-01-04
MD RA APPROVED 2011-01-04
PA RA APPROVED 2011-01-04
  • DE RA
    APPROVED
    Since 2011-01-04
  • MD RA
    APPROVED
    Since 2011-01-04
  • PA RA
    APPROVED
    Since 2011-01-04

Branch Locations

130 Commons Ct, Chadds Ford, PA 19317-9724 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities America Inc. Chadds Ford PA 01/2011 10/2023
Chartered Advisory Group, Inc. Chadds Ford PA 01/2011 Present
  • 01/2011 → 10/2023
    Securities America Inc.
    Chadds Ford, PA
  • 01/2011 → Present
    Chartered Advisory Group, Inc.
    Chadds Ford, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-22
  • S66 Uniform Combined State Law Examination
    2010-12-22

View on SEC IAPD

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JONATHAN DARRELL SMITH
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Other Offices

DT INVESTMENT PARTNERS, LLC · CHADDS FORD, PA
RBC CAPITAL MARKETS, LLC · CHADDS FORD, PA
KINGSVIEW WEALTH MANAGEMENT, LLC · West Chester, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Glen Mills, PA
OSAIC WEALTH, INC. · Glen Mills, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Chadds Ford, PA
CORECAP ADVISORS · Glen Mills, PA
SMITHBRIDGE ASSET MANAGEMENT, INC. · CHADDS FORD, PA

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