David James Desanti

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2008 → 03/2017
  Metlife
  Shelton, CT
• 07/2016 → 04/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 04/2018
  Mml Investors Services, Llc
  Shelton, CT
• 05/2018 → 10/2020
  Lpl Financial Llc
  Southington, CT
• 04/2018 → 10/2020
  Webster Bank
  Southington, CT
• 11/2020 → Present
  Mml Investors Services, Llc
  Guilford, CT
• 10/2020 → Present
  Mass Mutual Life Insurance Company
  Guilford, CT
• 11/2014 → 05/2021
  City Point Yacht Club
  New Haven, CT

Previous Registrations

• 2018-09-06 → 2020-11-25
  Lpl Financial Llc
  Southington, CT
  Wallingford, CT
  North Haven, CT
  Milford, CT
  Watertown, CT

Other Businesses

NAME: DAVID J DESANTI INV REL: Y ADD: RESIDENTIAL NATURE: LIFE, P&C, LTC, FIXED ANNUITIES AND HEALTH INSURANCE SALES POSITION: INDEPENDENT INSURANCE AGENT START DATE: 3/2/2022 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 1 DUTIES: SALE OF FIXED INSURANCE PRODUCTS

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-04
• S63 Uniform Securities Agent State Law Examination
  2008-10-11

Other Names

• David Desanti