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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-08
CT RA APPROVED 2020-11-20
  • TX RA
    APPROVED_RES
    Since 2022-03-08
  • CT RA
    APPROVED
    Since 2020-11-20

Branch Locations

800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Shelton CT 07/2008 03/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 04/2018
Mml Investors Services, Llc Shelton CT 03/2017 04/2018
Lpl Financial Llc Southington CT 05/2018 10/2020
Webster Bank Southington CT 04/2018 10/2020
Mml Investors Services, Llc Guilford CT 11/2020 Present
Mass Mutual Life Insurance Company Guilford CT 10/2020 Present
City Point Yacht Club New Haven CT 11/2014 05/2021
  • 07/2008 → 03/2017
    Metlife
    Shelton, CT
  • 07/2016 → 04/2018
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 04/2018
    Shelton, CT
  • 05/2018 → 10/2020
    Southington, CT
  • 04/2018 → 10/2020
    Webster Bank
    Southington, CT
  • 11/2020 → Present
    Guilford, CT
  • 10/2020 → Present
    Mass Mutual Life Insurance Company
    Guilford, CT
  • 11/2014 → 05/2021
    City Point Yacht Club
    New Haven, CT
Previous Registrations
  • 2018-09-06 → 2020-11-25
    Southington, CT
    Wallingford, CT
    North Haven, CT
    Milford, CT
    Watertown, CT
Other Businesses

NAME: DAVID J DESANTI INV REL: Y ADD: RESIDENTIAL NATURE: LIFE, P&C, LTC, FIXED ANNUITIES AND HEALTH INSURANCE SALES POSITION: INDEPENDENT INSURANCE AGENT START DATE: 3/2/2022 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 1 DUTIES: SALE OF FIXED INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-09-04
S63 Uniform Securities Agent State Law Examination 2008-10-11
  • S65 Uniform Investment Adviser Law Examination
    2018-09-04
  • S63 Uniform Securities Agent State Law Examination
    2008-10-11
Other Names
  • David Desanti

View on SEC IAPD

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