Jeffrey Scott Leavell

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 03/2018
  Capital One Financial Advisors
  Melville, NY
• 01/2015 → 03/2018
  Capital One Sharebuilder, Inc.
  Baton Rouge, LA
• 01/2015 → 03/2018
  Sharebuilder 401K
  Seattle, WA
• 03/2018 → Present
  Lpl Financial Llc
  Gonzales, LA

Previous Registrations

• 2015-01-28 → 2018-03-27
  Capital One Advisors, Llc
  Seattle, WA
• 2013-11-08 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2012-10-01 → 2013-11-07
  J.P. Morgan Securities Llc
  Gonzales, LA
• 2010-08-23 → 2012-10-01
  Chase Investment Services Corp.
  Gonzales, LA
• 2008-07-25 → 2009-02-04
  Edward Jones
  St Louis, MO
  Baton Rouge, LA

Other Businesses

1. 7/26/2018 - SLWM, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/17/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Pass through entity for tax purposes.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-24

Other Names

• Jeffrey Leavell