Mark Louis Glass

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 05/2017
  Voya Financial Advisors, Inc.
  Overland Park, KS
• 05/2017 → Present
  Cetera Advisors Llc
  Denver, CO

Previous Registrations

• 2017-05-02 → 2024-03-07
  Cetera Advisors Llc
  Leawood, KS
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
• 2016-02-01 → 2017-05-03
  Voya Financial Advisors, Inc.
  St Paul, MN
  Lawrence, KS
  Lawrence, KS
• 2009-12-02 → 2010-12-01
  Directed Services Llc
  West Chester, PA

Other Businesses

1. NAME OF OTHER BUSINESS: FINANCIAL SERVICES RESOURCE GROUP, LLC DBA COHEN FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2017; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: SOLICIT AND MANAGE CLIENT RELATIONSHIPS AND ASSETS; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/2018; APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE; 3. FINANCIAL SERVICES RESOURCE GROUP LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/02/2017 ADDRESS: 10955 Lowell Ave, Suite 520, Overland Park KS 66210, United States DESCRIPTION: Financial Services Resource group is the legal entity for the dba that we conduct securities business under, Cohen Financial Services 4. COHEN FINANCIAL SERVICES POSITION: Managing Partner NATURE: Cohen Financial Services is the dba for our legal entity, Financial Services Resource Group. All securities business is conducted under Cohen Financial Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 140 START DATE: 05/02/2017 ADDRESS: 10955 Lowell Ave, Suite 520, Overland Park KS 66210, United States DESCRIPTION: Provide financial services and investment management to clients through both commission based products and advisory services 5. COHEN FINANCIAL SERVICES POSITION: Agent NATURE: Insurance services through BGA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/02/2017 ADDRESS: 10955 Lowell Ave, Suite 520, Overland Park KS 66210, United States DESCRIPTION: Offer life and long-term care insurance through a BGA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-01
• S63 Uniform Securities Agent State Law Examination
  2008-06-06