Patricia Anne Winske

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → Present
  Nettuno & Assoicates
  Cummings, GA
• 12/2005 → 10/2019
  Fsc Securities Corporation
  Cumming, GA
• 10/2019 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2019 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-04-29 → 2019-10-10
  Fsc Securities Corporation
  Plantation, FL
  Boca Raton, FL
  Jacksonville, FL
  Milton, GA
  Atlanta, GA

Other Businesses

1) NETTUNO & ASSOCIATES; 12640 CRABAPPLE RD, STE. 300, MILTON, GA 12/05/2005, Compliance Director, Employee (receive a W-2), INV REL - 160 HR/MO - 120 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 10/07/19.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-26
• S63 Uniform Securities Agent State Law Examination
  2001-06-07

Other Names

• Tricia Sullens