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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States

1754 Creekside Dr, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 05/2008 08/2023
Minnesota Life Insurance Company St. Paul MN 05/2008 08/2023
Img Financial Group, Inc. Houston TX 05/2008 Present
Texas A&M University College Station TX 08/2006 Present
Cetera Wealth Services, Llc Houston TX 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Abundant Stewardship Llc Sugar Land TX 12/2025 Present
  • 05/2008 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 05/2008 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 05/2008 → Present
    Img Financial Group, Inc.
    Houston, TX
  • 08/2006 → Present
    Texas A&M University
    College Station, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Houston, TX
  • 08/2023 → Present
    Schaumburg, IL
  • 12/2025 → Present
    Abundant Stewardship Llc
    Sugar Land, TX
Previous Registrations
  • 2008-09-10 → 2023-08-10
    Securian Financial Services, Inc.
    Houston, TX
    St. Paul, MN
Other Businesses

1. ARDENT SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: , Sugarland TX , United States DESCRIPTION: Agent/Broker 2. IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 3. CROSSBRIDGE CHURCH FINANCE POSITION: Advisory Board NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/23/2019 ADDRESS: , Sugar Land TX , United States DESCRIPTION: Advisory Board 4. NAME OF OTHER BUSINESS: POA & CO-EXECUTOR OF WILL FOR FAMILY FRIENDS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: POA & CO-EXECUTOR; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: POA & CO-EXECUTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: POA & CO-EXECUTOR OF WILL FOR FAMILY FRIENDS; 5. NAME OF OTHER BUSINESS: ABUNDANT STEWARDSHIP LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT; 6. NAME OF OTHER BUSINESS: CROSSBRIDGE CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1049 ELDRIDGE RD, SUGAR LAND, TX 77478; NATURE OF BUSINESS: BOARD; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: ELDER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDES DIRECTION AND FINAL AUTHORITY ON THE DECISIONS FOR THE CHURCH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-06
  • S66 Uniform Combined State Law Examination
    2008-09-06
Designations
  • Certified Financial Planner

View on SEC IAPD

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