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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
4550 Post Oak Pl Ste 125, Houston, TX 77027 • United States
1754 Creekside Dr, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 05/2008 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 05/2008 | 08/2023 |
| Img Financial Group, Inc. | Houston | TX | 05/2008 | Present |
| Texas A&M University | College Station | TX | 08/2006 | Present |
| Cetera Wealth Services, Llc | Houston | TX | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Abundant Stewardship Llc | Sugar Land | TX | 12/2025 | Present |
1. ARDENT SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: , Sugarland TX , United States DESCRIPTION: Agent/Broker 2. IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 3. CROSSBRIDGE CHURCH FINANCE POSITION: Advisory Board NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/23/2019 ADDRESS: , Sugar Land TX , United States DESCRIPTION: Advisory Board 4. NAME OF OTHER BUSINESS: POA & CO-EXECUTOR OF WILL FOR FAMILY FRIENDS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: POA & CO-EXECUTOR; START DATE: 2/2025; POSITION/TITLE/RELATIONSHIP: POA & CO-EXECUTOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: POA & CO-EXECUTOR OF WILL FOR FAMILY FRIENDS; 5. NAME OF OTHER BUSINESS: ABUNDANT STEWARDSHIP LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT; 6. NAME OF OTHER BUSINESS: CROSSBRIDGE CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1049 ELDRIDGE RD, SUGAR LAND, TX 77478; NATURE OF BUSINESS: BOARD; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: ELDER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: PROVIDES DIRECTION AND FINAL AUTHORITY ON THE DECISIONS FOR THE CHURCH;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-06 |
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