William Daniel Grafton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 03/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Park, FL
• 11/2009 → 03/2024
  Bank Of America,N.A.
  Winterpark, FL
• 03/2024 → Present
  Lpl Financial
  Winterpark, FL

Previous Registrations

• 2008-10-09 → 2024-03-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Park, FL

Other Businesses

1) 03/2024 - Grafton Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 50% Time Spent - 8 Hrs during trading 2) 03/2024 - 4440 Timber Bluff / Owner / Real Estate Rental / Inv. Related / 32224, FL / Start date 07/26/2006 - 1 Hrs per month - 1 Time Spent 3) 08/06/2024 - DWS Partners LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Home Based - Start Date 05/21/2024 - 12 Hours Per Month/ 5 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-10-03

Other Names

• William D Grafton