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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-23
LA RA APPROVED 2016-03-17
GA RA APPROVED 2012-12-18
  • TX RA
    APPROVED_RES
    Since 2016-03-23
  • LA RA
    APPROVED
    Since 2016-03-17
  • GA RA
    APPROVED
    Since 2012-12-18

Branch Locations

2201 Executive Park Drive, Dalton, GA 30720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Dalton GA 12/2012 Present
Stratos Wealth Partners, Ltd. Dalton GA 12/2012 Present
Previous Registrations
Other Businesses

(1) 12/14/2012 - REAL ESTATE RENTAL - OLIVER LAND MANAGEMENT - REAL ESTATE RENTALS - 5% OF TIME SPENT - RINGGOLD, GA (2) 12/14/2012 - DBA ONLY - VERTEX INVESTMENT PARTNERS - 90% OF TIME SPENT - DALTON, GA (3) 12/14/2012 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. (4) 1/2/2013 - Stratos Wealth Partners, LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 12/2012 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 12/2012. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 09/25/2013 - DBA ONLY - STRATOS WEALTH PARTNERS - DALTON, GA (6) 03/12/2014 - REAL ESTATE RENTAL - OLIVER/GRAMMER LLC - OFFICE BUILDING THAT WILL HOUSE OUR DBA'S FOR BOTH AMY GRAMMER AND MYSELF. - 5% OF TIME SPENT - DALTON, GA (7) 11/6/2014 - REAL ESTATE RENTAL - OLIVER/GRAMMER PROPERTIES - 1 HOUR PER MONTH/0 HOURS DURING TRADING - DALTON, GA. (8) 7/24/2018 - OT Track Movement LLC - Investment Related - 1198 Houston Valley RdRocky Face, Ga. 30740 - Business Entity For Tax/Investment Purposes Only - Start Date: 06/19/2018 - 20 Hours Per Month/0 Hours During Securities Trading - Buy/Sell Heavy Equipment.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-09
  • S66 Uniform Combined State Law Examination
    2008-09-09

View on SEC IAPD

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