Brian Eugene Pulliam

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Columbia, MO
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-04-11 → 2021-06-09
  Voya Financial Advisors, Inc.
  Houston, TX
  Columbia, MO
  Windsor, CT

Other Businesses

1. NAME OF ENTITY:Brian & Kelly Pulliam; Yes; 4410-4412 DERBY RIDGE DR; COLUMBIA; MO; 65202; Rental Properties; owner; 8/15/2000; 4; 4; Leasing and general maintenance of property 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 3610 BUTTONWOOD DR STE 310; COLUMBIA; MO; 65201; Fixed Insurance Sales; Independent Insurance Agent; 12/30/2008; 160; 160; Sales of fixed insurance products 3. NAME OF ENTITY:Brian Pulliam; Yes; 4412 DERBY RIDGE DR; COLUMBIA; MO; 65202; Farming; Sole Proprietor-owner; 12/30/2008; 64; 64; sole proprietor-owner 4. NAME OF ENTITY: Farm lease; No; 3610 Buttonwood Dr., Ste 310; Columbia; MO; 65201; Wind Energy Project with TG High Prairie LLC to erect a Wind Turbine.; IAR; 8/26/2019; 0; 0; NO DUTIES

Exams

• S66 Uniform Combined State Law Examination
  2017-03-16
• S63 Uniform Securities Agent State Law Examination
  2000-06-10