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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-29 |
Branch Locations
303 N. Stadium Blvd Suite 200, Columbia, MO 65203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Columbia | MO | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:Brian & Kelly Pulliam; Yes; 4410-4412 DERBY RIDGE DR; COLUMBIA; MO; 65202; Rental Properties; owner; 8/15/2000; 4; 4; Leasing and general maintenance of property 2. NAME OF ENTITY: Independent Insurance Agent; Yes; 3610 BUTTONWOOD DR STE 310; COLUMBIA; MO; 65201; Fixed Insurance Sales; Independent Insurance Agent; 12/30/2008; 160; 160; Sales of fixed insurance products 3. NAME OF ENTITY:Brian Pulliam; Yes; 4412 DERBY RIDGE DR; COLUMBIA; MO; 65202; Farming; Sole Proprietor-owner; 12/30/2008; 64; 64; sole proprietor-owner 4. NAME OF ENTITY: Farm lease; No; 3610 Buttonwood Dr., Ste 310; Columbia; MO; 65201; Wind Energy Project with TG High Prairie LLC to erect a Wind Turbine.; IAR; 8/26/2019; 0; 0; NO DUTIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-10 |
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