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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2017-05-16
MN RA APPROVED 2013-11-07
  • SC RA
    APPROVED
    Since 2017-05-16
  • MN RA
    APPROVED
    Since 2013-11-07

Branch Locations

Chapin, SC • United States

2766 Commerce Drive Nw Suite B, Rochester, MN 55901 • United States

2711 Middleburg Dr Suite 105, Columbia, SC 29204 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2008 06/2020
Equitable Advisors, Llc New York NY 05/2008 Present
Other Businesses

WHITECAP FINANCIAL LLC(Owner) 2766 COMMERCE DR. NW SUITE B, ROCHESTER, MN 55901, 12/06/2016, 1HR/MO; DBA: FALCON FINANCIALGROUP LLC; CAROLINA FINANCIAL ADVISORS LLC (Partner) 2711 Middleburg Dr Suite 105 Columbia, SC 29204, 03/18/2018, 1HR/MO: FALCON REAL ESTATE, LLC, 2766 Commerce Dr. NW Suite B, Rochester, MN 55901, OWNER, SOLE OWNER OFTHE NEW LLC, 03/26/2025, 0 HRS/MO; 0 COLE TRESLE RD BLAIR, SC 29015, OWNER OF 54 ACRES OF LAND GROWING TREES, OWNER OF LAND FOR HUNTING USE, 11/01/2024, 2HRS/MO.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-16
  • S66 Uniform Combined State Law Examination
    2008-07-16
Other Names
  • Kevin Banitt

View on SEC IAPD

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