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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-13 |
| FL | RA | APPROVED | 2012-04-17 |
Branch Locations
17780 Collins Ave, Sunny Isles Beach, FL 33160 • United States
396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Sunny Isles Beach | FL | 03/2012 | Present |
| Wells Fargo Advisors Llc | Sunny Isles Beach Fl | FL | 03/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sunny Isles Beach Fl | FL | 11/2016 | Present |
VICKY CAO EVENTS, LLC DBA VICKY BAKERY; NOT INVESTMENT RELATED; HOLLYWOOD,FL; 25% OWNERSHIP; START DATE 11/1/2019; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS PER MONTH 0; NO DUTIES. VICKY OAKWOOD BAKERY LLC ; INV RELATED; HIALEAH,FL; CUBAN BAKERY;25% OWNERSHIP; START DATE: 12/02/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-28 |
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