Robert Christopher Beaulieu

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1999 → 09/2018
  Bankers Life And Casualty Company
  Rutland, VT
• 05/2010 → 04/2017
  Proequities, Inc
  Rutland, VT
• 04/2017 → 09/2018
  Bankers Life Securities, Inc.
  Williston, VT
• 01/2019 → 02/2019
  Regal Investment Advisors, Llc
  Kentwood, MI
• 01/2019 → 02/2019
  Regulus Advisors, Llc
  Kentwood, MI
• 10/2018 → Present
  Level Four
  Dallas, TX
• 03/2019 → 04/2024
  Lincoln Investment Planning, Llc
  Fort Washington, PA
• 04/2024 → Present
  Lpl Financial Llc
  South Hero, VT

Previous Registrations

• 2019-03-18 → 2024-04-08
  Lincoln Investment
  South Hero, VT
  Fort Washington, PA
  South Hero, VT
• 2019-03-14 → 2024-04-08
  Capital Analysts
  South Hero, VT
• 2019-01-29 → 2019-02-25
  Regal Investment Advisors Llc
  South Hero, VT
  Kentwood, MI
• 2016-08-22 → 2018-10-18
  Bankers Life Advisory Services, Inc.
  Williston, VT
  Chicago, IL
  South Burlington, VT
• 2015-11-20 → 2016-05-27
  Concourse Financial Group Securities, Inc.
  Williston, VT
  Rutland, VT
  Birmingham, AL
  Rutland, VT
  Birmingham, AL

Other Businesses

1) 03/22/2024 - Beaulieu Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 03/22/2024 - RSE & B PROPERTIES LLC - Real Estate Rental - Owner - VT 05486 - Investment related - 20 Hours per month - Start date: 10/01/2008. 3) 03/22/2024 - Real Estate Rental - Owner - VT - Investment related - 5 Hours per month - Start date: 03/01/2016. 4) 03/22/2024 - BEAULIEU GRAND ISLAND PROPERTIES LLC - Real Estate Rental - Owner - VT 05486 - Investment related - 20 Hours per month - Start date: 03/01/2011. 5) 03/22/2024 - BEAULIEU ENSOBURG PROPERTIES LLC - Real estate/ income property - Owner - VT 05486 - Investment related - 20 Hours per month - Start date: 03/01/2012. 6) 03/22/2024 - Vermont Retirement Results - Insurance Agency - Selling: Life & Fixed Annuities - VT - Investment related - 160 Hours per month - Start date: 10/01/2018. 7) 03/22/2024 - Level Four - Non-Variable Insurance - Selling: fixed annuity only - Owner - TX 75243 - Investment related - 160 Hours per month - Start date: 10/01/2018.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-29

Other Names

• Rob Christopher Beaulieu
• Robert Beaulieu