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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-30
AZ RA APPROVED 2014-02-20
  • TX RA
    APPROVED_RES
    Since 2023-01-30
  • AZ RA
    APPROVED
    Since 2014-02-20

Branch Locations

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Michael Cue Independent Insurance Goodyear AZ 01/2014 Present
Cambridge Investment Research, Inc. Fairfield IA 02/2014 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2014 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 02/17/2014 3) CUE ADVISORY AND INVESTMENT MANAGEMENT, 11442 N. 129th Way, Scottsdale AZ 85259, United States, 02/01/2014, Investment Advisor Representative, DBA Name, NIR, 50 HR/MO - 50 HR/MO TRADING 4) CRESCENT WEALTH COUNSEL, 11442 N. 129th Way, Scottsdale AZ 85259, United States, 02/01/2014, Investment Advisor Representative, DBA Name, NIR, 50 HR/MO - 50 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-14
  • S66 Uniform Combined State Law Examination
    2008-11-14
Other Names
  • Mike Cue
  • Michael A Cue

View on SEC IAPD

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