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Michael A Russell

Mml Investors Services, LLC

Charlotte, NC

Charlotte, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
NC RA APPROVED 2014-07-16
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • NC RA
    APPROVED
    Since 2014-07-16

Branch Locations

4350 Congress Street Suite 300, Charlotte, NC 28209 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Charlotte NC 08/2010 Present
Massmutual Life Insurance Co Charlotte NC 08/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-28
S63 Uniform Securities Agent State Law Examination 2009-12-05
  • S65 Uniform Investment Adviser Law Examination
    2013-06-28
  • S63 Uniform Securities Agent State Law Examination
    2009-12-05

View on SEC IAPD

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