Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-04-01 |
Branch Locations
21 Eastbrook Bend, Suite 118, Peachtree City, GA 30269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avatar Securities, Llc | Chicago | IL | 02/2014 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 03/2017 | 08/2017 |
| Jp Morgan Securities Llc | Chicago | IL | 08/2017 | 06/2022 |
| Jp Morgan Chase Bank | Chicago | IL | 08/2017 | 06/2022 |
| Fidelity Investments | Chicago | IL | 07/2022 | 05/2024 |
| Wealthcare Financial Group, Inc. | Peachtree City | GA | 07/2025 | 04/2026 |
| Unemployed | Union Pier | MI | 05/2024 | 07/2025 |
| Lpl Financial Llc | Union Pier | MI | 04/2026 | Present |
1. 03/2026 - Wealthcare Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 168 Hrs/Mth - 137 Hrs During Trading - OBA start date: 3/23/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-12 |
Reach out to this advisor