Long Tan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Legend Financial Services, Llc
  Columbus, OH
• 01/2010 → 03/2021
  H. Beck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  Johnstown, OH

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  Johnstown, OH
  Rockville, MD
• 2010-01-05 → 2021-04-01
  Grove Point Investments, Llc
  Worthington, OH
  Utica, OH
  Columbus, OH
  Johnstown, OH
• 2009-06-01 → 2009-12-31
  Fsc Securities Corporation
  Worthington, OH

Other Businesses

1- 05/2025 - Legend Financial Services, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start DFate 04/03/2025 - 160 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-04-30