Stephen Wayne Lewis

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 12/2020
  Next Financial Group Inc
  Albuquerque, NM
• 12/2020 → Present
  Cetera Advisors Llc
  Denver, CO
• 06/2020 → 06/2020
  Stephen Lewis
  Albuquerque, NM
• 10/2016 → Present
  Stephen Lewis & Associates, Llc
  Albuquerque, NM
• 10/2019 → 02/2022
  Kelly Services
  Albuquerque, NM
• 10/2016 → Present
  Physicians Financial Advisor
  Albuquerque, NM
• 02/2020 → Present
  Stephen Wayne Enterprises, Llc
  Albuquerque, NM
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-06-12 → 2020-12-09
  Next Financial Group, Inc.
  Albuquerque, NM

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 11/2011, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 20, SELLS LIFE, DISABILITY, ANNUITIES AND LONG-TERM CARE; 2. PREMIER WEALTH MANAGEMENT GROUP, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 07/2012, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3. PHYSICIANS FINANCIAL ADVISOR, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 10/2016, FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 5, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4. STEPHEN LEWIS & ASSOCIATES, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, LLC, STARTED 10/2016, POSITION/TITLE/RELATIONSHIP: OWNER, APX5 HOURS PER WEEK, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: BUSINESS ENTITY FOR ACCOUNTING PURPOSES. 5. NAME OF OTHER BUSINESS: STEPHEN WAYNE ENTERPRISES, LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MUSIC PERFORMANCE & EDUCATION; START DATE 12/2022; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 6 ; BRIEF DESCRIPTION OF DUTIES: PERFORM, COMMUNITY AND CHURCH CHOIRS, TEACH MUSIC: 6. NAME OF OTHER BUSINESS: LUTHERAN CHURCH OF THE RESURRECTION COUNCIL; INVESTMENT RELATED: NO; ADDRESS: 894 BRENNER AVE, ROSEVILLE, MN, 55113; NATURE OF BUSINESS: BOARD; START DATE: 3/2025; POSITION/TITLE/RELATIONSHIP: CHURCH COUNCIL MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST WITH THE LEADERSHIP AND OPERATIONS OF THE CHURCH;

Exams

• S66 Uniform Combined State Law Examination
  2014-06-11