Nitin D Shah

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dayton, NJ
• 03/2013 → Present
  Bank Of America, N.A.
  Dayton, NJ

Previous Registrations

• 2011-04-06 → 2013-02-28
  Securities America Advisors, Inc.
  Iselin, NJ
• 2008-09-10 → 2010-01-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Princeton, NJ

Other Businesses

(1)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: WEICHERT REALTORS 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 1625 ROUTE 10 EAST, MORRIS PLAINS, NEW JERSEY 7950 5.NATURE OF BUSINESS: CORPORATION, 7.POSITION, TITLE, ASSOCIATION: PART-TIME, 8.START DATE OF RELATIONSHIP: 3/28/1994 9.NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: HOLDING LICENSES FOR FAMILY USE. (2)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: NOTARY PUBLIC 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 57 ZAITZ FARM ROAD, WEST WINDSOR, NEW JERSEY 8550 5.NATURE OF BUSINESS: OTHER,SELF 7.POSITION, TITLE, ASSOCIATION: OTHER, NOTARIZE ONCE IN A WHILE 8.START DATE OF RELATIONSHIP: 11/1/2009 9.NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: NOTARY PUBLIC. FREE SERVICE I PROVIDE.

Exams

• S66 Uniform Combined State Law Examination
  2008-08-28

Other Names

• Nitin Shah
• Nitin D Shah
• Nitin Shah