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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-28
NJ RA APPROVED 2013-03-13
  • TX RA
    APPROVED_RES
    Since 2016-07-28
  • NJ RA
    APPROVED
    Since 2013-03-13

Branch Locations

656 Plainsboro Rd, Plainsboro, NJ 08536 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dayton NJ 02/2013 Present
Bank Of America, N.A. Dayton NJ 03/2013 Present
Previous Registrations
Other Businesses

(1)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: WEICHERT REALTORS 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 1625 ROUTE 10 EAST, MORRIS PLAINS, NEW JERSEY 7950 5.NATURE OF BUSINESS: CORPORATION, 7.POSITION, TITLE, ASSOCIATION: PART-TIME, 8.START DATE OF RELATIONSHIP: 3/28/1994 9.NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: HOLDING LICENSES FOR FAMILY USE. (2)1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: NOTARY PUBLIC 3.INVESTMENT RELATED: N 4.ADDRESS OF BUSINESS: 57 ZAITZ FARM ROAD, WEST WINDSOR, NEW JERSEY 8550 5.NATURE OF BUSINESS: OTHER,SELF 7.POSITION, TITLE, ASSOCIATION: OTHER, NOTARIZE ONCE IN A WHILE 8.START DATE OF RELATIONSHIP: 11/1/2009 9.NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: NOTARY PUBLIC. FREE SERVICE I PROVIDE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-28
  • S66 Uniform Combined State Law Examination
    2008-08-28
Other Names
  • Nitin Shah
  • Nitin D Shah
  • Nitin Shah

View on SEC IAPD

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