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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-06-25
OH RA APPROVED 2008-09-03
  • TX RA
    APPROVED_RES
    Since 2013-06-25
  • OH RA
    APPROVED
    Since 2008-09-03

Branch Locations

Dayton, OH • United States

10100 Innovation Dr, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miamisburg OH 05/2008 Present
Bank Of America, N.A. Miamisburg OH 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-27
  • S66 Uniform Combined State Law Examination
    2008-08-27

View on SEC IAPD

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