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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2021-04-22
MO RA APPROVED 2019-06-05
TX RA APPROVED 2019-06-05
  • ND RA
    APPROVED
    Since 2021-04-22
  • MO RA
    APPROVED
    Since 2019-06-05
  • TX RA
    APPROVED
    Since 2019-06-05

Branch Locations

1604 Main St, Unionville, MO 63565 • United States

121 W Jackson St, Gallatin, MO 64640 • United States

Powersville, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Tau Omega Fraternity Warrensburg MO 02/2010 01/2019
Waddell & Reed, Inc Overland Park KS 05/2012 06/2019
Ameriprise Financial Services, Inc. Unionville MO 06/2019 03/2020
Ameriprise Financial Services, Llc Unionville MO 03/2020 Present
  • 02/2010 → 01/2019
    Alpha Tau Omega Fraternity
    Warrensburg, MO
  • 05/2012 → 06/2019
    Waddell & Reed, Inc
    Overland Park, KS
  • 06/2019 → 03/2020
    Ameriprise Financial Services, Inc.
    Unionville, MO
  • 03/2020 → Present
    Unionville, MO
Previous Registrations
  • 2012-05-10 → 2019-05-17
    Waddell & Reed
    Overland Park, KS
    Independence, MO
    Stockton, CA
    Lodi, CA
    Independence, MO
  • 2009-02-12 → 2012-03-09
    Waddell & Reed
    Independence, MO
    Independence, MO
Other Businesses

Business Ownership; Garten Family Farms; Checking cattle, working with cattle, haying, other duties as assigned; Family Farm; 15964 160th St, , Powersville, MO, 64672; Not Investment-Related; 01/01/2016; 20 to 39 hours per month; 0 during trading hours. Board of Directors; Powersville Cemetery Association; President; 13376 Birch Trail, , Powersville, MO, 64672; Not Investment-Related; 05/31/2022; 1 to 9 hours per month; 0 during trading hours / Putnam County Public Water Supply District #1; Director; 28241 US Hwy 136, , Unionville, MO, 63565; Not Investment-Related; 05/12/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-10
  • S66 Uniform Combined State Law Examination
    2009-02-10
Other Names
  • Jeff M Garten

View on SEC IAPD

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