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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2021-04-22 |
| MO | RA | APPROVED | 2019-06-05 |
| TX | RA | APPROVED | 2019-06-05 |
Branch Locations
1604 Main St, Unionville, MO 63565 • United States
121 W Jackson St, Gallatin, MO 64640 • United States
Powersville, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alpha Tau Omega Fraternity | Warrensburg | MO | 02/2010 | 01/2019 |
| Waddell & Reed, Inc | Overland Park | KS | 05/2012 | 06/2019 |
| Ameriprise Financial Services, Inc. | Unionville | MO | 06/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Unionville | MO | 03/2020 | Present |
Business Ownership; Garten Family Farms; Checking cattle, working with cattle, haying, other duties as assigned; Family Farm; 15964 160th St, , Powersville, MO, 64672; Not Investment-Related; 01/01/2016; 20 to 39 hours per month; 0 during trading hours. Board of Directors; Powersville Cemetery Association; President; 13376 Birch Trail, , Powersville, MO, 64672; Not Investment-Related; 05/31/2022; 1 to 9 hours per month; 0 during trading hours / Putnam County Public Water Supply District #1; Director; 28241 US Hwy 136, , Unionville, MO, 63565; Not Investment-Related; 05/12/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-10 |
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