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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-03-14
IA RA APPROVED 2001-07-12
  • TX RA
    APPROVED_RES
    Since 2014-03-14
  • IA RA
    APPROVED
    Since 2001-07-12

Branch Locations

717 N 18Th St, Centerville, IA 52544 • United States

Centerville, IA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Centerville IA 09/2005 03/2020
Ameriprise Financial Services, Llc Centerville IA 03/2020 Present
Other Businesses

Board of Directors; First Baptist Church Trustee Board; Secretary; 603 West State Street Centerville, IA 52544, ,; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 0 during trading hours / Appanoose Conservation Foundation; Member; 520th St Centerville, IA 52544, ,; ; 07/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-12
  • S66 Uniform Combined State Law Examination
    2001-07-12

View on SEC IAPD

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