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Patricia Trotta

Ameriprise Financial Services, LLC

Matawan, NJ

Freehold, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-06-11
  • NJ RA
    APPROVED
    Since 2025-06-11

Branch Locations

14 Cliffwood Ave Ste 230, Matawan, NJ 07747 • United States

Freehold, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Iselin NJ 12/2010 09/2024
Prudential Insurance Company Of America Iselin NJ 12/2010 09/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 06/2025
Ameriprise Financial Services, Llc Matawan NJ 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-20
S63 Uniform Securities Agent State Law Examination 2011-07-14
  • S66 Uniform Combined State Law Examination
    2024-05-20
  • S63 Uniform Securities Agent State Law Examination
    2011-07-14
Other Names
  • Patricia Anne Trotta
  • Patricia Trotta

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · MATAWAN, NJ
MILLER TABAK ASSET MANAGEMENT · MATAWAN, NJ
LPL FINANCIAL LLC · MATAWAN, NJ
LATITUDE ADVISORS, LLC · Aberdeen, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ABERDEEN, NJ
J.P. MORGAN SECURITIES LLC · MATAWAN, NJ
CETERA INVESTMENT ADVISERS LLC · MATAWAN, NJ
ROYAL FUND MANAGEMENT, LLC · Matawan, NJ

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