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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-21
  • KS RA
    APPROVED
    Since 2024-03-21

Branch Locations

10955 Lowell Ave Ste 900, 910, 920, 100, And 200, Overland Park, KS 66210 • United States

Lenexa, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prosperity Advisory Group Overland Park KS 10/2012 03/2022
Cetera Advisors Llc Denver CO 06/2015 Present
J. K. Keeny & Co., Inc. Mission KS 03/2016 11/2016
Prosperity Advisors Llc Overland Park KS 01/2020 Present
Comprehensive Retirement Solutions (Crs) Carmel IN 03/2022 01/2023
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 10/2012 → 03/2022
    Prosperity Advisory Group
    Overland Park, KS
  • 06/2015 → Present
    Cetera Advisors Llc
    Denver, CO
  • 03/2016 → 11/2016
    J. K. Keeny & Co., Inc.
    Mission, KS
  • 01/2020 → Present
    Prosperity Advisors Llc
    Overland Park, KS
  • 03/2022 → 01/2023
    Comprehensive Retirement Solutions (Crs)
    Carmel, IN
  • 03/2024 → Present
    Schaumburg, IL
Other Businesses

(1) NAME OF OTHER BUSINESS: PROSPERITY ADVISORS LLC ; INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: SALES REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES:PROVIDE SERVICE, ACCURATE AND TIMELY PROCESSING OF PAPERWORK AND SUPPORT TO ANALYSTS AND ADVISORS ; 2) NAME OF OTHER BUSINESS: PROSPERITY TAX CENTER, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: TAX AND ACCOUNTING, START DATE: 03/2022, POSITION/TITLE/RELATIONSHIP: REFERRER, APX NUMBER OF HOURS PER WEEK: 2, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO CPA; 3) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 2015; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-16
  • S66 Uniform Combined State Law Examination
    2016-06-16
Other Names
  • Loretta C Bills
  • Loretta L Bills

View on SEC IAPD

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