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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-26 |
Branch Locations
100 Ne Loop 410, Ste. 1085, San Antonio, TX 78216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens | FL | 11/2015 | 11/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2024 | Present |
1. SEQUEL FINANCIAL GROUP, 100 NE Loop 410, Ste 1085, San Antonio TX 78216, 11/2024, Agent, 1099, NIR, 2 HR/MO, 2 HR/MO TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 11/2024 3. SEQUEL FINANCIAL GROUP (DBA), 100 NE Loop 410, Ste 1085, San Antonio TX 78216, 11/2024, Investment Advisor Representative, DBA Name, NIR, 120 HR/MO, 100 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-06 |
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