Athishay Gangadharan

Employer firm

Kestra Private Wealth Services, LLC CRD 155193

$13.5B regulatory AUM 109 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 08/2021
  Tiaa-Cref Individual & Institutional Services, Llc
  Bergen, NJ
• 06/2012 → 08/2021
  Tiaa
  Bergen, NJ
• 08/2021 → Present
  Kestra Investment Services Llc
  Montclair, NJ
• 08/2021 → Present
  Kestra Private Wealth Services, Llc
  Montclair, NJ

Previous Registrations

• 2012-07-05 → 2021-07-14
  Tiaa-Cref Individual & Institutional Services, Llc
  Hackensack, NJ
• 2009-03-20 → 2012-06-14
  Fifth Third Securities, Inc.
  Tampa, FL
• 2008-09-12 → 2009-02-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Petersburg, FL

Other Businesses

Name: Evoke Wealth Management Evoke Wm Investment Related: Yes Address: 635 golf Ter Union NJ 07083 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through an independent outside RIA Position, Title or Relationship: Managing Partner and Sr. Wealth Advisor Start Date: 8/16/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Client relationship management as well as help recruit and attract outside advisors Name: MUGGA LLC POSITION: Partner NATURE: investing in publicly traded securities INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 11/24/2023 ADDRESS: 1740 Dell Range Blvd, Ste H # 502, Cheyenne WY 82009 DESCRIPTION: Personal LLC to invest in publicly traded securities via Kestra Financial and KPWS. Not client related. Name: ATHISHAY INC POSITION: President NATURE: tax entity INVESTMENT RELATED: No # OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 08/30/2021 ADDRESS: 695 Bloomfield Avenue, Suite 3, Montclair NJ 07042, United States DESCRIPTION: Sole Owner, President

Exams

• S66 Uniform Combined State Law Examination
  2008-08-26

Other Names

• Andy Gangadharan