Stephen Joseph Stanger

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-09-07

TN RA
APPROVED

Since 2022-09-07

Branch Locations

103 Hamilton Crossing Drive, Alcoa, TN 37701 • United States

1 Bethal Valley Road, Oak Ridge, TN 37830 • United States

1730 W Andrew Johnson Highway, Morristown, TN 37814 • United States

215 S Rutgers Avenue, Oak Ridge, TN 37830 • United States

3610 West Andrew Johnson Hwy, Morristown, TN 37814 • United States

1117 N Charles Seives Blvd, Clinton, TN 37716 • United States

2229 Jacksboro Pike, Lafollette, TN 37766 • United States

116 N. Illinois Avenue, Oak Ridge, TN 37830 • United States

5409 Millertown Pike, Knoxville, TN 37924 • United States

2077 Town Center Blvd, Knoxville, TN 37922 • United States

7228 Oak Ridge Highway, Knoxville, TN 37931 • United States

2859 Tn-72, Loudon, TN 37774 • United States

9570 Middlebrook Pike, Knoxville, TN 37931 • United States

11405 Municipal Center Drive, Knoxville, TN 37934 • United States

5208 N. Broadway, Knoxville, TN 37918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc	Orchard Park	NY	05/2008	12/2020
The Prudential Insurance Company Of America	Orchard Park	NY	05/2008	12/2020
Mml Investors Services, Llc	Knoxville	TN	07/2021	09/2022
Mass Mutual Life Insurance Company	Knoxville	TN	06/2021	09/2022
Optimum Senor Benefit Group	Orchard Park	NY	06/2020	Present
Ornl Credit Union	Knoxville	TN	09/2022	Present
Lpl Financial	Knoxville	TN	09/2022	Present

05/2008 → 12/2020

Pruco Securities, Llc

Orchard Park, NY
05/2008 → 12/2020

The Prudential Insurance Company Of America

Orchard Park, NY
07/2021 → 09/2022

Mml Investors Services, Llc

Knoxville, TN
06/2021 → 09/2022

Mass Mutual Life Insurance Company

Knoxville, TN
06/2020 → Present

Optimum Senor Benefit Group

Orchard Park, NY
09/2022 → Present

Ornl Credit Union

Knoxville, TN
09/2022 → Present

Lpl Financial

Knoxville, TN

Previous Registrations

2021-08-21 → 2022-09-07

Mml Investors Services, Llc

Williamsville, NY

Williamsville, NY

Knoxville, TN

Other Businesses

1- 09/2022 / ORNL FCU Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Knoxville, TN 2- 07/2021 / Optimum Senior Benefits Group, Inc, / Medicare Advantage/Supplement PDP / Investment Related / Orchard Park, NY 14127 3- 07/2021 / Optimum Financial Group Inc. / Business Entity For Tax/Investment Purposes Only / Non Investment Related / Orchard Park, NY 14127

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-04-30
S63	Uniform Securities Agent State Law Examination	2008-06-02

S65 Uniform Investment Adviser Law Examination

2010-04-30
S63 Uniform Securities Agent State Law Examination

2008-06-02

Other Names

Stephen Stanger

View on SEC IAPD