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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-13 |
| OR | RA | APPROVED | 2024-06-27 |
| IL | RA | APPROVED | 2023-09-06 |
| NV | RA | APPROVED | 2022-09-22 |
| GA | RA | APPROVED | 2022-08-25 |
| MO | RA | APPROVED | 2022-07-14 |
| WY | RA | APPROVED | 2022-05-31 |
| TX | RA | APPROVED_RES | 2022-05-24 |
| ID | RA | APPROVED | 2022-03-16 |
| NC | RA | APPROVED | 2021-07-30 |
| MD | RA | APPROVED | 2021-07-27 |
| AZ | RA | APPROVED | 2020-11-09 |
| UT | RA | APPROVED | 2020-09-28 |
| CA | RA | APPROVED | 2013-11-05 |
Branch Locations
2875 Michelle Drive Suite 110, Irvine, CA 92606 • United States
Alta Loma, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Corona | CA | 05/2016 | 04/2021 |
| Park Avenue Securities | Corona | CA | 05/2016 | 04/2021 |
| Guardian Life Insurance Company | Newport Beach | CA | 06/2019 | 08/2020 |
| Park Avenue Securities | Newport Beach | CA | 06/2019 | 08/2020 |
| Guardian Life Insurance Company | Claremont | CA | 06/2019 | 06/2024 |
| Park Avenue Securities | Claremont | CA | 06/2019 | 06/2024 |
| Guardian Life Insurance | Irvine | CA | 09/2020 | 04/2021 |
| Park Avenue Securities | Irvine | CA | 09/2020 | 04/2021 |
| Guardian Life Insurance Company | Alta Loma | CA | 06/2024 | Present |
| Park Avenue Securities | Alta Loma | CA | 06/2024 | Present |
| Guardian Life Insurance Company | Irvine | CA | 06/2024 | Present |
| Park Avenue Securities | Irvine | CA | 06/2024 | Present |
1. AirBnB-purchased a vacation home in August 2018 and intend to rent it for short term through AirBnB after completing the remodel. Start: 12/01/2019, Address: 2495 Spring Oak Drive Running Springs, CA 92382, 20 total hours per month, 0 during securities trading hours, More than 10% annual compensation, Investment related, 2. Insurance product sales & servicing outside of Guardian insurance products, Start: 04/01/2002, Address: 333 N Indian Hill Blvd, Claremont, CA 91711, 10 total hours per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related, 3. Successor Trustee of Revocable Living Trust, Ex-Wife, Start: 11/22/2024, Address: 10140 Orange Street, Alta Loma, CA 91737, 0 total hours per month, 0 during securities trading hours, No annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 2008-08-09 |
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