Claudia Marie King

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → Present
  Raymond James Financial Services, Inc.
  Dallas, TX
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc.
  Dallas, TX
• 02/2010 → Present
  Support Co. - Insurance
  Dallas, TX
• 11/2009 → Present
  Agent
  Dallas, TX

Other Businesses

(1)Name of Business: Beacon Financial Advisors Address: 13155 Noel Rd Ste 900, Dallas, TX, 75240, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/25/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch manager (2)Name of Business: Coffa Management Inc. Address: 3752 Shady Hill Dr., Dallas, TX, 75229, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This corporation has been accepting my checks and is used to submit my taxes, FUTA, and Texas workforce payments. (3)Name of Business: Mary Kay Address: 3752 Shady Hill Dr., Dallas, TX, 75229, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 09/18/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Independent Consultant

Exams

• S66 Uniform Combined State Law Examination
  2008-12-02

Designations

• Certified Financial Planner

Other Names

• Claudia Marie Moser
• Claudia Marie Moser
• Claudia Marie King
• Claudia Moser Kinf
• Claudia Moser King