Jeff F Schimmelpfennig

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-09-13
TX	RA	APPROVED	2018-09-13

IL RA
APPROVED

Since 2018-09-13
TX RA
APPROVED

Since 2018-09-13

Branch Locations

875 Main Street Nw, Bourbonnais, IL 60914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	09/2018
Stifel Nicolaus & Co Inc	Bourbonnais	IL	09/2018	Present

01/2015 → 09/2018

Morgan Stanley Private Bank, National Association

New York, NY
09/2018 → Present

Stifel Nicolaus & Co Inc

Bourbonnais, IL

Previous Registrations

2009-06-01 → 2018-09-19

Morgan Stanley

Bourbonnais, IL
2008-10-01 → 2009-06-01

Citigroup Global Markets Inc.

Bourbonnais, IL

Other Businesses

1. Chicagoland Collegiate Athletic Conference; Joliet, IL; Commissioner - Higher Education Athletics; 06/01/2000; 5.00 Hour(s) Per Week - not during securities trading hours; Not Investment-Related 2. Cedar Lake Properties; One University Ave 6102 Bourbonnais IL 60914; property owned by three familes who formed an LLC; 12/20/2013; 0.00 Hour(s) Per Day; not during securities trading hours; Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-09-22

S66 Uniform Combined State Law Examination

2008-09-22

Other Names

Jeff F Schimmel

View on SEC IAPD