Inactive

Daniel Jin Lee

Ieq Capital, LLC

Foster City, CA

Los Angeles, CA

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Current Employers

Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-02-27
NY	RA	APPROVED	2026-01-23
CA	RA	APPROVED	2024-06-16

FL RA
APPROVED

Since 2026-02-27
NY RA
APPROVED

Since 2026-01-23
CA RA
APPROVED

Since 2024-06-16

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

11601 Wilshire Blvd Suite 1500, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Republic Investment Management	San Francisco	CA	10/2013	04/2023
Certuity, Llc	Santa Monica	CA	04/2023	06/2024
Ieq Capital, Llc	Foster City	CA	06/2024	Present

10/2013 → 04/2023

First Republic Investment Management

San Francisco, CA
04/2023 → 06/2024

Certuity, Llc

Santa Monica, CA
06/2024 → Present

Ieq Capital, Llc

Foster City, CA

Previous Registrations

2023-05-04 → 2024-06-11

Certuity, Llc

Santa Monica, CA

North Palm Beach, FL
2013-10-04 → 2023-05-18

J.P. Morgan Private Wealth Advisors Llc

San Francisco, CA

Palo Alto, CA

Palo Alto, CA
2012-05-04 → 2013-09-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA
2008-10-14 → 2009-02-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Encino, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-05-03

S66 Uniform Combined State Law Examination

2012-05-03

Other Names

Daniel J Lee

View on SEC IAPD

Other Firms

CITIGROUP GLOBAL MARKETS INC.

U.S. BANCORP ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

SEMPERVIRENS VENTURES LLC

Other Investors

Ronald Timothy Clement

Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA

U.S. BANCORP ADVISORS, LLC · Foster City, CA

J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA

SUMMITRY, LLC · FOSTER CITY, CA

J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA

WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA

CELESTA · SAN MATEO, CA

More in Foster City, CA

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