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Daniel Jin Lee

Ieq Capital, LLC

Foster City, CA

Los Angeles, CA

CRD 5530411

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Employer firm

Ieq Capital, LLC CRD 301819

$56.8B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-27
NY RA APPROVED 2026-01-23
CA RA APPROVED 2024-06-16
  • FL RA
    APPROVED
    Since 2026-02-27
  • NY RA
    APPROVED
    Since 2026-01-23
  • CA RA
    APPROVED
    Since 2024-06-16

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

11601 Wilshire Blvd Suite 1500, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Investment Management San Francisco CA 10/2013 04/2023
Certuity, Llc Santa Monica CA 04/2023 06/2024
Ieq Capital, Llc Foster City CA 06/2024 Present
  • 10/2013 → 04/2023
    First Republic Investment Management
    San Francisco, CA
  • 04/2023 → 06/2024
    Certuity, Llc
    Santa Monica, CA
  • 06/2024 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-05-03
  • S66 Uniform Combined State Law Examination
    2012-05-03
Other Names
  • Daniel J Lee

View on SEC IAPD

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TONY HUNG NGUY
DYLAN BOWSKY
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Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

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