Derek R Simpson

Current Employers

Employment History

• 05/2008 → 03/2022
  Jpmorgan Chase Bank Na
  Shadyside, OH
• 10/2012 → 03/2022
  J.P. Morgan Securities Llc
  Shadyside, OH
• 03/2022 → 02/2025
  Unified Bank
  Martins Ferry, OH
• 02/2025 → 06/2025
  Defranco Financial
  Wheeling, WV
• 03/2025 → Present
  Lpl Financial Llc
  Wheeling, WV
• 06/2025 → Present
  Founders Financial Alliance Dba Defranco Financial
  Wheeling, WV

Other Businesses

1. 03/20/2025 - Notary for the State of WV / Ohio - Notary - Inv Rel - At Reported Business Location(s) - start date: 05/04/2021 - 1hr/mnth 2. 07/14/2025 - Founders Financial Alliance, LLC - Registered Investment Advisor Hybrid - Inv Rel - At Reported Business Location(s) - start date: 3/05/2025 - 160hr/mnth 40 hr during trading. I provide investment advisory services through Founder Financial Alliance, LLC, an independent investment advisor firm. I started this business activity in 03/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/14/2025 - DeFranco Financial, LLC - Registered Investment Advisor DBA - Inv Rel - At Reported Business Location(s) - start date: 3/05/2025 - 160hr/mnth 40 hr during trading.

Exams

• S66 Uniform Combined State Law Examination
  2025-05-28
• S63 Uniform Securities Agent State Law Examination
  2008-06-17