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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-16 |
| CA | RA | APPROVED | 2026-02-13 |
Branch Locations
One Front Street, San Francisco, CA 94111 • United States
1 Front St, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | San Francisco | CA | 02/2026 | Present |
| Jpmorgan Chase Bank, N.A. | San Francisco | CA | 02/2026 | Present |
| Unemployed | San Rafael | CA | 01/2026 | 02/2026 |
| Wells Fargo Clearing Services, Llc | Corte Madera | CA | 07/2011 | 12/2025 |
| Wells Fargo | Corte Madera | CA | 10/2009 | 12/2025 |
NAME OF OTHER BUSINESS:California In Home Supportive Services (IHSS) IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:,San Rafael,CA,94901,USA NATURE OF OTHER BUSINESS:Social service program providing elderly care YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2023-01-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:40 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:I provide non-medical personal care and household assistance for a family member. I am compensated by California IHSS program. This activity is strictly personal, performed outside of business hours and does not involve any securities, investment advice or client solicitation. IS THIS A RESIDENTIAL ADDRESS?:Yes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-15 |
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