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Ryan Michael Sherman

Rockefeller Financial LLC

Naples, FL

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-05-18
TX RA APPROVED_RES 2026-05-15
  • FL RA
    APPROVED
    Since 2026-05-18
  • TX RA
    APPROVED_RES
    Since 2026-05-15

Branch Locations

4851 Tamiami Trail North Suite 200, Naples, FL 34103 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Ocala FL 06/2009 05/2026
Morgan Stanley Private Bank, N.A New York NY 01/2020 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 05/2026
Rockefeller Financial Llc Naples FL 05/2026 Present
  • 06/2009 → 05/2026
    Morgan Stanley Smith Barney
    Ocala, FL
  • 01/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 01/2015 → 05/2026
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 05/2026 → Present
    Rockefeller Financial Llc
    Naples, FL
Previous Registrations
  • 2010-09-01 → 2026-05-19
    Morgan Stanley
    Fort Myers, FL
    Naples, FL
    Ocala, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-27
  • S66 Uniform Combined State Law Examination
    2010-08-27
Designations
Other Names
  • Ryan M Sherman

View on SEC IAPD

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Other Offices

TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
TRUIST ADVISORY SERVICES, INC. · NAPLES, FL
WELLS FARGO CLEARING SERVICES, LLC · NAPLES, FL
J.P. MORGAN SECURITIES LLC · NAPLES, FL
SYNOVUS SECURITIES, INC. · NAPLES, FL
LPL FINANCIAL LLC · NAPLES, FL
CAPITAL WEALTH PLANNING, LLC · NAPLES, FL
AMERIPRISE FINANCIAL SERVICES, LLC · NAPLES, FL

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