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Timothy Edward Barlow

LPl Financial LLC

Buchanan, MI

CRD 5529779

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-07-15
TX RA APPROVED_RES 2021-04-13
CA RA APPROVED 2020-12-17
  • MI RA
    APPROVED
    Since 2021-07-15
  • TX RA
    APPROVED_RES
    Since 2021-04-13
  • CA RA
    APPROVED
    Since 2020-12-17

Branch Locations

Buchanan, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2008 03/2020
Northwestern Mutual Investment Services, Llc San Francisco CA 07/2008 03/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 03/2020
Lpl Financial, Llc Buchanan MI 12/2020 Present
Timothy Barlow Buchanan MI 03/2020 11/2020
  • 05/2008 → 03/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2008 → 03/2020
    San Francisco, CA
  • 01/2016 → 03/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2020 → Present
    Buchanan, MI
  • 03/2020 → 11/2020
    Timothy Barlow
    Buchanan, MI
Previous Registrations
Other Businesses

1. 12/13/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/01/2021 - 20 Hours Per Month/5 Hours During Securities Trading. 2. 02/17/2022- Demeter Land- Not Investment Related - At Reported Business Location(s )- Outside/W-2 Employment- Solar Sale Rep - Start Date - 02/21/2022- 20 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-02-13
S63 Uniform Securities Agent State Law Examination 2008-08-29
  • S65 Uniform Investment Adviser Law Examination
    2014-02-13
  • S63 Uniform Securities Agent State Law Examination
    2008-08-29

View on SEC IAPD

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