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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-23 |
Branch Locations
1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States
4804 Granite Dr Ste F2, Rocklin, CA 95677 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Securities, Llc | Columbus | OH | 05/2016 | 12/2016 |
| Nationwide Financial | Sacramento | CA | 05/2016 | 08/2017 |
| Lpl Financial Llc | Vacaville | CA | 08/2017 | 11/2017 |
| Travis Credit Union | Vacaville | CA | 08/2017 | 11/2017 |
| Lpl Financial Llc | Citrus Heights | CA | 05/2018 | 05/2025 |
| Safe Credit Union | Folsom | CA | 05/2018 | 05/2025 |
| Unemployed | Sacramento | CA | 11/2017 | 04/2018 |
| Wells Fargo Clearing Services, Llc | Roseville | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-18 |
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