Lisa Shipp Frankovich

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 03/2017
  Metlife Securities Inc
  Carlsbad, CA
• 07/2016 → Present
  Massmutual Life Insurance Co
  San Diego, CA
• 03/2017 → Present
  Mml Investors Services, Llc
  San Diego, CA

Previous Registrations

• 2011-08-29 → 2017-03-25
  Msi Financial Services, Inc.
  San Diego, CA
  Oceanside, CA
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2009-06-01 → 2011-01-27
  Morgan Stanley
  Reno, NV
  Sacramento, CA
• 2008-08-13 → 2009-06-01
  Morgan Stanley & Co. Llc
  Sacramento, CA
  Reno, NV

Other Businesses

NAME: VESTA DIVORCE INV REL: N ADD: 4275 EXECUTIVE SQ., SE 450, LA JOLLA, CA 92037 NATURE: VESTA – DIVORCE SEMINARS POSITION: FINANCIAL PLANNER START DATE: 01/01/2026 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: SPEAK TO PEOPLE GOING THROUGH DIVORCE AND GIVE THEM INFOMRATION ON THE FINANCIAL SIDE OF THE DIVORSE.

Exams

• S66 Uniform Combined State Law Examination
  2008-08-12