Adam Michael Goyer

Current Employers

Lotus Oak Capital Institute

Burbank, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-12-22

CA RA
APPROVED

Since 2025-12-22

Branch Locations

Burbank, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Uptime Electronics Inc	Whittier	CA	01/2006	03/2024
Boustead Securities, Llc	El Segundo	CA	04/2016	10/2018
Exemplar Capital, Llc	Boston	MA	04/2019	10/2019
The Lotus And Oak Venture Studio	Whittier	CA	03/2018	12/2022
Exemplar Consulting, Inc.	Boston	MA	04/2019	10/2019
Boustead Capital Partners, Llc	El Segundo	CA	01/2017	10/2018
Gt Securities, Inc.	Los Angeles	CA	07/2020	12/2020
Exponential Capital & Markets (Usa) Inc.	New York	NY	01/2020	05/2020
Nylife Securities Llc	Glendale	CA	04/2024	08/2024
New York Life Insurance Co	Glendale	CA	01/2024	08/2024
Massmutual Life Insurance Company	Los Angeles	CA	08/2024	04/2025
Mml Investors Services Llc.	Los Angeles	CA	09/2024	04/2025
Lotus Oak Capital Institute	Burbank	CA	05/2025	Present

01/2006 → 03/2024

Uptime Electronics Inc

Whittier, CA
04/2016 → 10/2018

Boustead Securities, Llc

El Segundo, CA
04/2019 → 10/2019

Exemplar Capital, Llc

Boston, MA
03/2018 → 12/2022

The Lotus And Oak Venture Studio

Whittier, CA
04/2019 → 10/2019

Exemplar Consulting, Inc.

Boston, MA
01/2017 → 10/2018

Boustead Capital Partners, Llc

El Segundo, CA
07/2020 → 12/2020

Gt Securities, Inc.

Los Angeles, CA
01/2020 → 05/2020

Exponential Capital & Markets (Usa) Inc.

New York, NY
04/2024 → 08/2024

Nylife Securities Llc

Glendale, CA
01/2024 → 08/2024

New York Life Insurance Co

Glendale, CA
08/2024 → 04/2025

Massmutual Life Insurance Company

Los Angeles, CA
09/2024 → 04/2025

Mml Investors Services Llc.

Los Angeles, CA
05/2025 → Present

Lotus Oak Capital Institute

Burbank, CA

Previous Registrations

2024-09-25 → 2025-03-24

Mml Investors Services, Llc

Los Angeles, CA

Burbank, CA
2017-07-07 → 2018-11-12

Sutter Capital Partners, Llc

Irvine, CA
2016-06-03 → 2016-08-03

Holly Street Wealth Advisors

Pasadena, CA
2013-10-24 → 2016-03-01

Partnervest Advisory Services Llc

Santa Barbara, CA
2014-02-10 → 2014-07-10

Coinbase Capital Markets Corp

New York, NY

San Diego, CA
2013-04-03 → 2013-05-08

New England Securities

Woodland Hills, CA

Pasadena, CA

Other Businesses

NAME: ADAM GOYER INV REL: Y ADD: 405 N. Cordova St. Burbank, CA 91505 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 03/13/2008 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH (2) NAME: THE LOTUS OAK FOUNDATION INV REL: Y ADD: 2520 PACIFIC PARK DR SUITE F WHITTIER CA 90601 NATURE: WE SUPPORT RESEARCH AT ACADEMIC AND INDEPENDENT INSTITUTIONS THROUGH MICRO GRANTS POSITION: BOARD MEMBER START DATE: 8/29/2019 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: THOUGH LEADERSHIP, QUARTERLY BOARD MEETINGS, INTERVIEWING RESEARCHERS AND SCIENTISTS TO IDENTIFY INSTITUTIONAL GAPS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-09-19
S63	Uniform Securities Agent State Law Examination	2024-07-15

S65 Uniform Investment Adviser Law Examination

2024-09-19
S63 Uniform Securities Agent State Law Examination

2024-07-15

View on SEC IAPD