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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
2120 University Ave, Berkeley, CA 94704-1026 • United States
1995 University Ave Ste 120, Berkeley, CA 94704-1049 • United States
Oakland, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Walnut Creek | CA | 02/2017 | 03/2021 |
| Chow | Lafayette | CA | 06/2017 | 01/2018 |
| Lovey'S Loving Home | San Ramon | CA | 08/2006 | 04/2017 |
| Unemployed | San Pablo | CA | 03/2016 | 10/2016 |
| Fidelity Investments | Berkeley | CA | 03/2021 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-11 |
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