Best Investors Account Sign in

Nicholas John Ingram

LPl Financial LLC

Virginia Beach, VA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-25
VA RA APPROVED 2022-07-25
  • TX RA
    APPROVED_RES
    Since 2022-07-25
  • VA RA
    APPROVED
    Since 2022-07-25

Branch Locations

4460 Corporation Ln Suite 201, Virginia Beach, VA 23462 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Virginia Beach VA 06/2012 07/2022
Mml Investors Services Llc Virginia Beach VA 07/2012 07/2022
Lpl Financial Llc Virginia Beach VA 07/2022 Present
Previous Registrations
Other Businesses

1)07/25/2022- Oakes, Jones, and Ingram Financial- DBA for LPL Business (entity for LPL business)- inv. related- Virginia Beach, VA - Start Date: 6/2022. 2) 07/25/2022- Oakes, Jones, & Ingram Financial- DBA for LPL Business (entity for LPL business)- inv. related- Virginia Beach, VA - Start Date: 6/2022. 3) 07/25/2022- OJI Financial- DBA for LPL Business (entity for LPL business)- inv. related- Virginia Beach, VA - Start Date: 6/2022. 4) 07/25/2022- Oakes, Jones, Ingram Financial -DBA for LPL Business (entity for LPL business)- inv. related- Virginia Beach, VA - Start Date: 6/2022 5) 07/25/2022- Non-Variable Insurance- Agent selling Term, Whole LIfe, Disability, Fixed Annuities,,Universal Life, and Health.- inv. related- Virginia Beach, VA- start date 6/2022- 10hrs/mth 6) 11/28/2023 - Nick Ingram Financial LLC - Non-Inv Related - AT Reported Business location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2024 - 160 Hrs/Mo; 8 Hrs During Trading. 7) 09/08/2025 - Jones & Ingram Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) -Start Date:09/08/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-05
  • S66 Uniform Combined State Law Examination
    2009-09-05
Other Names
  • Nick Ingram
  • Nicholas J Ingram

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Virginia Beach, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor