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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-03-29 |
Branch Locations
3837 Nw Boca Raton Blvd Ste 100, Boca Raton, FL 33431 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Boca Raton | FL | 11/2014 | Present |
| Gaines Financial Group Dba Alliance Wealth Management | Boca Raton | FL | 11/2014 | Present |
1. 11/26/2014: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - ALLIANCE WEALTH MANAGEMENT; INVESTMENT-RELATED; BOCA RATON, FL; NATURE OF THE BUSINESS IS ADVISORY; WEALTH MANAGER; 11/26/2014; 25%; 25% DURING SECURITIES TRADING HOURS; DUTIES ARE FINANCIAL ADVISOR. 2. 06/14/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/07/2022 - 80 Hours Per Month/ 80 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 06/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-07-12 |
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