Swati G Seth

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → 03/2021
  Jpmorgan Chase Bank Na
  New York, NY
• 05/2008 → 03/2021
  Chase Investment Services Corp
  New York, NY
• 12/2023 → 06/2024
  J.P. Morgan Securities Llc
  Menlo Park, CA
• 07/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Palo Alto, CA
• 03/2021 → 07/2023
  First Republic Bank
  Menlo Park, CA
• 03/2025 → Present
  J.P. Morgan Securities Llc
  Palo Alto, CA
• 05/2024 → Present
  Swati Seth
  Fremont, CA

Other Businesses

the name of the other business; Rental Property- 4461 Irvington Avenue Fremont CA 94538 whether the business is investment-related; No the address of the other business; 4461 Irvington Avenue Fremont CA 94538 the nature of the other business; Rental property your position; owner title, or relationship with the other business; owner the start date of your relationship; May 2024 the approximate number of hours/month you devote to the other business; 5 the number of hours you devote to the other business during securities trading hours; no and briefly describe your duties relating to the other business; Manage any needs / repairs etc. for the tenants.

Exams

• S66 Uniform Combined State Law Examination
  2025-09-11
• S63 Uniform Securities Agent State Law Examination
  2008-06-17

Other Names

• Simi Gulati
• Swati G Seth
• Simi Seth
• Swati Gulati
• Swati Gulati Seth