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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 05/2008 | 03/2021 |
| Chase Investment Services Corp | New York | NY | 05/2008 | 03/2021 |
| J.P. Morgan Securities Llc | Menlo Park | CA | 12/2023 | 06/2024 |
| Jpmorgan Chase Bank, N.A. | Palo Alto | CA | 07/2023 | Present |
| First Republic Bank | Menlo Park | CA | 03/2021 | 07/2023 |
| J.P. Morgan Securities Llc | Palo Alto | CA | 03/2025 | Present |
| Swati Seth | Fremont | CA | 05/2024 | Present |
the name of the other business; Rental Property- 4461 Irvington Avenue Fremont CA 94538 whether the business is investment-related; No the address of the other business; 4461 Irvington Avenue Fremont CA 94538 the nature of the other business; Rental property your position; owner title, or relationship with the other business; owner the start date of your relationship; May 2024 the approximate number of hours/month you devote to the other business; 5 the number of hours you devote to the other business during securities trading hours; no and briefly describe your duties relating to the other business; Manage any needs / repairs etc. for the tenants.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-17 |
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