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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-20 |
| MO | RA | APPROVED | 2013-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Chesterfield | MO | 08/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chesterfield | MO | 11/2016 | Present |
BELLERIVE THREE LLC; NOT INV. RELATED; ST. LOUIS, MO; 33% OWNERSHIP; START 2/28/2018; 1 HRS PER MONTH; 0 HRS DURING TRADING; BEING CLOSED WITH THE STATE PREVIOUSLY HELD INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-11 |
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