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Nicole Brandon

Mercer Global Advisors Inc.

Charlotte, NC

Denver, CO

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-27
  • NC RA
    APPROVED
    Since 2023-10-27

Branch Locations

201 South College Street Suite #2250, Charlotte, NC 28244 • United States

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kingfisher Capital, Llc Charlotte NC 05/2017 10/2023
Self-Employed Charlotte NC 01/2015 05/2017
Mercer Global Advisors Inc. Charlotte NC 10/2023 Present
  • 05/2017 → 10/2023
    Kingfisher Capital, Llc
    Charlotte, NC
  • 01/2015 → 05/2017
    Self-Employed
    Charlotte, NC
  • 10/2023 → Present
    Mercer Global Advisors Inc.
    Charlotte, NC
Previous Registrations
  • 2017-09-27 → 2024-11-07
    Kingfisher Capital, Llc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-27
  • S65 Uniform Investment Adviser Law Examination
    2017-09-27

View on SEC IAPD

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