Best Investors Account Sign in
Inactive

Jonathan Owen Yorks

Walter & Shuffain Financial Services, LLC

Boston, MA

CRD 4162492

Claim This Profile
Employer firm

Walter & Shuffain Financial Services, LLC CRD 147347

Reported services (Item 5G)

  • REFER TO 3RD-PARTY RIA'S FOR REFERRAL FEE

From the firm’s Form ADV. Read the guides:

Current Employers
Walter & Shuffain Financial Services, Llc

One International Place Suite 1010, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2008-08-07
  • MA RA
    APPROVED
    Since 2008-08-07

Branch Locations

One International Place Suite 1010, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Walter & Shuffain, Pc Norwood MA 10/1986 Present
Walter & Shuffain Consulting Services, Llc Norwood MA 07/1999 Present
New England Securities Boston MA 07/2006 Present
  • 10/1986 → Present
    Walter & Shuffain, Pc
    Norwood, MA
  • 07/1999 → Present
    Walter & Shuffain Consulting Services, Llc
    Norwood, MA
  • 07/2006 → Present
    New England Securities
    Boston, MA
Other Businesses

MEMBER OF WALTER & SHUFFAIN P.C., CERTIFIED PUBLIC ACCOUNTANTS/BUSINESS CONSULTANTS LOCATED AT 501 PROVIDENCE HWY., NORWOOD, MA 02062

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-12-08
  • S66 Uniform Combined State Law Examination
    1999-12-08
Other Names
  • Jonathan Owens Yorks

View on SEC IAPD

More in Boston, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor