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John A Huffman

Morgan Stanley

Bradenton, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-31
FL RA APPROVED 2022-05-10
  • TX RA
    APPROVED
    Since 2022-05-31
  • FL RA
    APPROVED
    Since 2022-05-10

Branch Locations

1401 Manatee Avenue West Suite 1110, Bradenton, FL 34205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Albuquerque NM 11/2014 12/2021
Morgan Stanley Smith Barney Llc Bradenton FL 01/2022 Present
  • 11/2014 → 12/2021
    U.S. Bancorp Investments, Inc.
    Albuquerque, NM
  • 01/2022 → Present
    Morgan Stanley Smith Barney Llc
    Bradenton, FL
Previous Registrations
  • 2008-07-24 → 2009-02-20
    Edward Jones
    St Louis, MO
    Ruidoso, NM
    Roswell, NM
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-07
S66 Uniform Combined State Law Examination 2008-07-11
  • S65 Uniform Investment Adviser Law Examination
    2022-05-07
  • S66 Uniform Combined State Law Examination
    2008-07-11
Other Names
  • John Huffman

View on SEC IAPD

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PENINSULA ASSET MANAGEMENT INC · BRADENTON, FL
EDWARD JONES · Bradenton, FL
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BRADENTON, FL
LEVEL FOUR ADVISORY SERVICES · Bradenton, FL
EDWARD JONES · BRADENTON, FL
PENINSULA ASSET MANAGEMENT INC · BRADENTON, FL
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